Investor Claims Overview

We represent investors in suits against most major stock brokerage firms, life insurance and annuity companies and their agents in arbitrations before the National Association of Securities Dealers (NASD). These cases are evaluated at no charge to you. If we accept the case, we pursue it to the end on a contingency fee basis so you do not have to pay any attorney's fees out of your pocket.

These cases usually involve unsophisticated investors whose retirement money, or other investment monies, have been mishandled and otherwise placed in unsuitable investments. These investments are frequently not properly monitored or supervised.

The NASD sponsors a forum for the arbitration and mediation of these financial and securities disputes involving customers of brokerage firms. The NASD also handles disputes between brokerage firms and their employees.

Here are some examples of the types of investment vehicles that we can present to the NASD for resolution:
Stocks
Options
Muni Bonds
Corporate Bonds
Annuities
Ginnie Maes (GNMA)
Governement Securities
Fannie Maes (FNMA)
Freddie Macs
Real Estate Investment Trusts
Employment Disputes
Limited Partnerships

The Law Offices of Charles Pernice handles the following types of cases: Lemon Law, Automobile Fraud, Consumer Fraud, Credit Damage, ID Theft, Investor Claims, Employment Law, Mediation & Personal Injury including Automobile Accidents, Spinal Cord Injuries, Traumatic Brain Injuries, Medical Malpractice, Wrongful Death, Insurance Bad Faith, Nursing Home Abuse, Airplane Accidents, Dog Bites, Drunk Driving Injuries, Large Truck Accidents, Motorcycle Accidents, School Bus Accidents, Slip and Fall Accidents.

The Law Offices of Charles Pernice serves the following areas: California, Southern California, Imperial County, San Diego County, Riverside County, Ventura County, Orange County, Los Angeles County, San Bernardino County, Anaheim, Chula Vista, Glendale, Huntington Beach, Long Beach, Los Angeles, Riverside, San Diego, Santa Ana, San Bernardino, Irvine, Burbank, Corona, Costa Mesa, Downey, East Los Angeles, El Monte, Escondido, Fontana, Fullerton, Garden Grove, Inglewood, Lancaster, Moreno Valley, Norwalk, Oceanside, Ontario, Orange, Oxnard, Palmdale, Pasadena, Pomona, Rancho Cucamonga, Santa Clarita, Simi Valley, South Gate, Thousand Oaks, Torrance, Ventura, Victorville, West Covina

The legal information offered by The Law Office of Charles Pernice and contained herein, regarding California legal statutes and California claimants' rights, is general in scope. No legal attorney / client relationship with our attorneys is hereby formed nor is the information herein intended as formal legal advice. Please contact a California lawyer regarding your specific inquiry.See Terms of Use.